Compliance | November 4th, 2022 SEC Considers Making Swing Pricing Mandatory for Open-Ended Mutual Funds If adopted, the new rule would require most open ended funds to keep at least 10% of their assets in...
Compliance | February 22nd, 2018 SEC Deadline for Open-End Fund Liquidity Classification is Extended However, the deadlines for creating a liquidity risk management program and to limit illiquid investments to 15% of a fund’s...