Compliance | December 28th, 2022 The SEC Might Mandate Swing Pricing for Most Funds The comment period for the proposal is open until February 4 and would require a hard close, swing pricing and...
Compliance | November 4th, 2022 SEC Considers Making Swing Pricing Mandatory for Open-Ended Mutual Funds If adopted, the new rule would require most open ended funds to keep at least 10% of their assets in...
Investing | September 19th, 2018 Fixed-Income ETFs Used to Address Bond Market Issues “A majority of institutions around the world now consider bond ETFs as an alternative for fixed-income exposure and liquidity,” says...
Investing | March 5th, 2018 ETFs Offer Benefits for DB Plans Defined benefit (DB) plans can use exchange-traded funds (ETFs) to manage risk and enhance liquidity, among other things.