Compliance | October 11th, 2013 Plan Custodian’s Response to State Court Order Supported October 11, 2013 (PLANSPONSOR.com) – A federal court dismissed a case against a retirement plan custodian related to the custodian’s...
Compliance | October 9th, 2013 Another Pension Plan Sued over Investments October 9, 2013 (PLANSPONSOR.com) – A participant in the U.S. Bancorp Pension Plan has filed a class action lawsuit against plan...
Compliance | October 8th, 2013 High Court to Rule on Litigation Limitations Periods October 8, 2013 (PLANSPONSOR.com) – The U.S. Supreme Court has agreed to weigh in on a case that could have...
Compliance | October 7th, 2013 Employment Agreement Provisions Not an ERISA Plan October 7, 2013 (PLANSPONSOR.com) – A federal appellate court found two employment agreements were not benefit plans covered by the...
Compliance | October 1st, 2013 International Paper Files to Settle 401(k) Fees Suit October 1, 2013 (PLANSPONSOR.com) – International Paper Company has filed a motion to settle a lawsuit regarding allegations of excessive...
Compliance | September 27th, 2013 Service Provider Assessing a Fee Was a Fiduciary September 27, 2013 (PLANSPONSOR.com) – A federal appellate court found that a service provider that assessed a plan-related fee was...
Compliance | September 23rd, 2013 DOL Announces More Enforcements September 23, 2013 (PLANSPONSOR.com) – Word that the Department of Labor (DOL) is stepping up its enforcement is being backed...
Products | September 20th, 2013 Firm Expands Compliance Tool to Cover 401(k)s September 20, 2013 (PLANSPONSOR.com) – Compliancedashboard, a compliance tool for employers sponsoring health and welfare plans, has expanded its interactive...
Compliance | September 19th, 2013 Contractor Owing Withdrawal Liability Not a Fiduciary September 19, 2013 (PLANSPONSOR.com) – The 9th U.S. Circuit Court of Appeals has ruled that withdrawal liability owed by a...
Compliance | September 18th, 2013 DOL Says Use State of Celebration for Marriage Definition September 18, 2013 (PLANSPONSOR.com) – The U.S. Department of Labor (DOL) announced new guidance about the impact of the Supreme...
Compliance | September 5th, 2013 Bank Settles Company Stock Suit September 5, 2013 (PLANSPONSOR.com) – Flagstar Bancorp has agreed to settle allegations it breached its fiduciary duties by maintaining company...
Compliance | September 5th, 2013 Court Moves Forward Part of Case over Alternative Investments September 5, 2013 (PLANSPONSOR.com) – A federal district court has given the green light to certain claims that fiduciaries to...
Compliance | September 4th, 2013 Pension Participants Sued for Benefits Too Late September 4, 2013 (PLANSPONSOR.com) – A federal appellate court ruled pension participants filed their lawsuit for benefits past the statute...
Compliance | August 20th, 2013 Trustees to Repay Union Benefit Funds August 20, 2013 (PLANSPONSOR.com) – The trustees of union benefit funds have begun a process of repayment to the funds...
Compliance | August 19th, 2013 Investment Adviser Ordered to Restore Plan Losses August 19, 2013 (PLANSPONSOR.com) – An investment adviser has been ordered to restore plan losses, incentive fees and penalties for...
Compliance | August 12th, 2013 Court Reiterates Years of Service Is Not Valid NRA August 12, 2013 (PLANSPONSOR.com) – A district court has again decided “five years of service” is not a valid normal...
Compliance | August 12th, 2013 Court Reverses Ruling on Denial of Class Certification August 12, 2013 (PLANSPONSOR.com) – A federal appellate court has moved forward a class action claim regarding Lockheed Martin’s retirement...
Compliance | August 8th, 2013 Court Uses Presumption of Prudence for Case Dismissal August 8, 2013 (PLANSPONSOR.com) – A federal appeals court found the application of the presumption of prudence to be appropriate...
Compliance | August 5th, 2013 Fidelity Cleared of Excessive Fee Violation August 5, 2013 (PLANSPONSOR.com) – A federal appeals court affirmed the dismissal of a lawsuit against Fidelity Management Trust Company...
Compliance | August 5th, 2013 Court Awards Same-Sex Spouse ERISA Plan Benefits August 5, 2013 (PLANSPONSOR.com) – A federal district court ruled the same-sex spouse of a deceased retirement plan participant is...