Compliance | October 15th, 2020 Will DOL Independent Contractor Proposal Result in More Workers With Benefits? The proposal is intended to offer processes to clearly determine a worker’s status.
Compliance | September 28th, 2020 PSNC 2020: Retirement Plan Cybersecurity In light of a lack of guidance from the DOL on how sponsors should protect their plans from cyberattacks, speakers...
Compliance | September 23rd, 2020 PSNC 2020: Preston Rutledge’s Inside View of the DOL As the nation’s top retirement and health plan regulator, Preston Rutledge oversaw an agency of more than 800 employee benefits...
Compliance | September 23rd, 2020 PSNC 2020: Legislative and Regulatory Update Part II Experts explained regulations and legislation from Washington, D.C., as well as what employers can do if they ever face ERISA...
Investing | September 22nd, 2020 PSNC 2020: Time to Get Serious About ESG? Environmental, social and governance investing is slowing becoming pervasive in DC plans, particularly as Millennials are poised to become the...
Compliance | September 21st, 2020 PSNC 2020: What’s Next? This year’s conference opened with a lively discussion about the changes plan sponsors are experiencing, the new issues to which...
Compliance | September 4th, 2020 DOL’s Proposed Proxy Voting Rule Another Attempt to Make Stance Permanent Attorneys say the DOL is showing frustration over the regulatory back and forth on employee benefit plan proxy voting as...
Compliance | August 31st, 2020 DOL Proposes Rule on Employee Benefit Plan Proxy Voting The proposal sets forth ‘permitted practices’ under which the plan fiduciary can adopt certain proxy voting policies and parameters, among...
Compliance | August 25th, 2020 Investors Seek More Substantive PEP Guidance from DOL Though they applaud the direction the Department of Labor is taking, expert ERISA attorneys say a new proposed rule does...
Compliance | August 24th, 2020 DOL to Hold Hearing on Investment Advice Proposed Rule The DOL said it received several requests for a hearing during the comment period and commenters expressed interest in its...
Compliance | August 24th, 2020 DOL Letters Seen as Further Effort to Restrict Use of ESG in Retirement Plans Before it published a proposed rule, the DOL sent letters to plan sponsors about ESG investment practices. Sources share thoughts...
Compliance | August 20th, 2020 DOL Issues NPRM on PEP Provider Registration Providers of pooled employer plans (PEPs) must first register with the DOL before plans can begin operating.
Compliance | August 18th, 2020 DOL Releases Interim Final Rule on Lifetime Income Illustrations The interim final rule includes assumptions plan administrators must use to calculate estimated lifetime benefit payments to be included on...
Ask the Experts | August 11th, 2020 Can Plan Sponsors Send Documents Electronically Right Away? Experts from Groom Law Group and Cammack Retirement Group answer questions concerning retirement plan administration and regulations.
Compliance | August 6th, 2020 DOL Fiduciary Rule Debate Continues in Public Comments Some argue the fiduciary proposal is being rushed, while others broadly support the Department of Labor’s aim to align its...
Compliance | August 5th, 2020 DOL’s Proposed ESG Restrictions Panned in Public Comments The clear trend among investment managers, retirement industry professionals and members of the public is skepticism about the need for...
Ask the Experts | July 21st, 2020 Did DOL Guidance Permit Private Equity Investments in 403(b)s and 457(b)s? Experts from Groom Law Group and Cammack Retirement Group answer questions concerning retirement plan administration and regulations.
Compliance | July 15th, 2020 DOL’s Proposed ESG Restrictions Criticized by Senate Democrats The Democratic senators join in a chorus of concerned stakeholders who say the DOL is being overly restrictive about the...
Opinions | July 15th, 2020 DOL’s Proposed ‘PTE’ on Fiduciary Advice: Same Pig, Different Shade of Lipstick Michael Barry, president of O3 Plan Advisory Services LLC, discusses why he thinks the DOL’s new proposed fiduciary rule is...
Compliance | July 2nd, 2020 What to Know About Potential Open MEP Conflicts Attorneys say employers considering whether, and what type, of multiple employer plan (MEP) to join will want to closely monitor...