Compliance

Compliance |

Nortel Workers Files Enron-like Stock Suit

February 12, 2002 (PLANSPONSOR.com) - With shades of the allegations made against beleaguered energy trader Enron, employees are suing Nortel Networks Corp., claiming they were improperly forced to...
Compliance |

DOL Taps Enron Fiduciary Replacements

February 12, 2002 (PLANSPONSOR.com) - US Secretary of Labor Elaine L. Chao has reached an agreement that will replace members of the embattled Enron Corporation Administrative Committee as...
Compliance |

SEC Green Lights Online Advisor Regulation

December 11, 2002 (PLANSPONSOR.com) - In a change that could allow more investors access to online investment advice, the US Securities and Exchange Commission (SEC) has agreed to...
Compliance |

SEC Proposes More Mutual Fund Reporting

December 11, 2002 (PLANSPONSOR.com) - The Securities and Exchange Commission (SEC) has proposed new regulations to give investors more up-to-date information on mutual fund holdings and expenses.
Compliance |

Pitt Says Accounting Rules Need A Fresh Look

October 23, 2001 (PLANSPONSOR.com) - Securities and Exchange Commission (SEC) chairman Harvey Pitt wants to modernize accounting rules and move away from quarterly reports to real-time release of...
Compliance |

Wells Fargo Settles ESOP Suit

October 11, 2002 (PLANSPONSOR.com) - Wells Fargo Bank has agreed to develop new procedures for fairly and accurately valuing non-publicly traded company stock purchased by employee stock ownership...
Compliance |

IRS Offers Some More Help On Catch-Ups

October 23, 2001 (PLANSPONSOR.com) ? The Internal Revenue Service (IRS) has issued proposed regulations designed to assist plan sponsors with the implementation of the new ?catch-up? contributions.
Compliance |

High Court Liberalizes Suit Time Limits

June 11, 2002 (PLANSPONSOR.com) - Normal time limits on when people can sue for long-term discrimination or harassment may still not preclude a lawsuit if the treatment extends...
Compliance |

ADA Suit Thrown out

June 11, 2002 (PLANSPONSOR.com) - The owners of a suburban Philadelphia office building can't be held liable under the Americans with Disabilities Act (ADA) because the office with...
Compliance |

Pension Reform Clears Senate

May 23, 2001 (PLANSPONSOR.com) - The Senate has passed the Restoring Earnings to Lift Individuals and Empower Families (RELIEF) Act by a 62-38 margin, sending the pension reform-bearing...
Compliance |

NC State Employees Sue Governor

May 23, 2001 (PLANSPONSOR.com) - The State Employees Association of North Carolina (SEANC) has filed a lawsuit against the State of North Carolina over the diversion of employer...
Compliance |

SEC Says "No Way" to JustSayNoWey.com

April 23, 2001 (PLANSPONSOR.com) - The SEC has told a small group of Willamette Industries employees to cease and desist in their opposition to a hostile takeover scheme...
Compliance |

Pension Protection Passes House

April 11, 2002 (PLANSPONSOR.com) - The Republican-led house rebuffed a Democratic alternative and instead approved a measure modeled after President Bush's response to the Enron debacle.