Compliance

Compliance |

SEC Moving Toward Greater Fund Fee Disclosure

December 17, 2003 (PLANSPONSOR.com) - To help mutual fund shareholders understand how to get "breakpoint" discounts, federal officials have proposed forcing fund companies to more clearly explain their...
Compliance |

Judge Tosses Company Stock Suit

December 12, 2003 (PLANSPONSOR.com) - A federal court has dismissed a participant suit that had charged his employer with wrongfully cutting two investment options from its 401(k) plan.
Compliance |

Wal-Mart Settles Pregnancy Hiring Case

December 24, 2002 (PLANSPONSOR.com) - Retail giant Wal-Mart Stores has agreed to pay $220,000 to a woman who claimed the company discriminated against her by refusing to hire...
Compliance |

Divorce Date Key for COBRA Coverage: IRS

December 24, 2002 (PLANSPONSOR.com) - The Internal Revenue Service (IRS) says group health plans are required to make COBRA coverage available to spouses who lose coverage due to...
Compliance |

Tyco Signs On to $5M Deal

October 24, 2002 (PLANSPONSOR.com) - Tyco International will pay $5 million to set up an investor education program and an academic corporate governance course as part of a...
Compliance |

Court Finds ERISA Expertise Worth More

September 24, 2002 (PLANSPONSOR.com) - A federal trial court judge has granted attorneys' fees in an ERISA case despite the fact that the fees were higher than those...
Compliance |

DoL Wants Electronic Registration for Advisers

December 8, 2003 (PLANSPONSOR.com) - State-registered investment advisers seeking accreditation under ERISA would have to register electronically through the Investment Adviser Registration Depository (IARD), according to a new...