Compliance

Compliance |

Former Putnam Execs Agree to SEC Settlement

November 4, 2008 (PLANSPONSOR.com) - The Securities and Exchange Commission (SEC) announced that on October 31, 2008, the United States District Court for the district of Massachusetts entered...
Compliance |

Millard Responds to Committee Questions

October 24, 2008 (PLANSPONSOR.com) - In prepared testimony and a series of questions following, the executive director of the nation's private pension plan insurer tried to give lawmakers...
Compliance |

IRS to Waive Code Y 2008 Reporting Mandate

October 27, 2008 (PLANSPONSOR.com) - Treasury Deputy Benefits Tax Counsel Helen H. Morrison told attendees at a recent Webinar that the Internal Revenue Service (IRS) will waive the...
Compliance |

401(k) Breach Suit Can Move Forward

October 24, 2008 (PLANSPONSOR.com) - In a federal appellate court ruling, an Illinois psychologist got more time to pursue her legal claims for assets missing from her 401(k)...